Clause 9 An intermediary shall establish information security which contains at least the following measures: (1) in case of teleworking or using mobile devices, the security measures shall be properly

9 An intermediary shall establish information security which contains at least the following measures: (1) in case of teleworking or using mobile devices, the security measures shall be properly

1 แบบแสดงรายการขอ้มลูการเสนอขายหลักทรัพย ์ (แบบ 69-ASEAN) แบบแสดงรายการขอ้มลูการเสนอขายหลักทรัพย ์ กรณีบรษัิทไทยเสนอขายหลักทรัพยใ์นไทยและประเทศกลุม่อาเซยีนพรอ้มกนัหรอืในเวลาใกลเ้คยีงกนั Registration Statement for Thai-incorporated Company to offer for sale of securities in Thailand and ASEAN member country simultaneously or in proximate period (ชือ่บรษัิททีเ่สนอขายหลักทรัพย)์ (Commercial Name of the Issuer) - ใหร้ะบลุกัษณะทีส่ าคญัของหลักทรัพยท์ีเ่สนอขาย เชน่ ประเภทหลกัทรัพย ์จ านวน ราคาเสนอขายต...

coordinating with the 6 foreign custodians in order for the foreign custodians to perform their delegated duties properly and completely. (3) the applicant’s personnel shall be prepared to be in charge of any

earnings of the issuer. In case the issuer would like to provide projected / forecasted financial statements which is merely optional, the issuer shall properly state the reasonable assumptions, including

from the resolution. However, since in the past, the Company process properly according to the notification of the connected transaction. Therefore, the Audit Committee emphasized that the Company should

resolution of the Board of Directors above and no audit committee has different opinion from the resolution. However, since in the past, the Company process properly according to the notification of the

2535 (1992)]. (6) providing properly any channel to resolve disputes as specified in the guideline of Working Group on Dispute Resolution and Enforcement Mechanism or other measures other than court

member is able to select investment policy properly. Clause 31 For the purpose of compilation and assessment according to Clause 30, an intermediary shall obtain at least the following a client ’s

member is able to select investment policy properly. Clause 31 For the purpose of compilation and assessment according to Clause 30, an intermediary shall obtain at least the following a client’s