://www.sec.or.th/TH/Documents/AboutUs/KeyPerformance-2566.pdf English (United States) SECPeople /derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved entities, e.g

Essentially, the amendments would apply to digital asset business operators, i.e., exchanges, brokers and dealers, and cover the licensing process, from change to the fee payment time frame to

Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)

://www.sec.or.th/EN/Pages/ABOUTUS/SEC_VUTTIKRAI.aspx English (United States) SECPeople /derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved entities, e.g

, the CMSB approved underwriters to provide service in foreign currency denominated securities, the service of which has previously been provided by brokers and dealers.?With a view to enabling investor

Business for Licensed Derivatives Brokers dated 3 August 2009; (18) The Notification of the Capital Market Supervisory Board No. Tor Thor. 2/2553 Re: Rules on Undertaking of Derivatives Business for Licensed

supporting documents via electronic system (OFAM) without the requirement for hardcopy submission to SEC;     (5)  Improving guidelines for supervising compliance of securities brokers and dealers of non

Derivatives Dealers (Synopsis)   01/06/2010 16/06/2010 4. Notification of Capital Market Supervisory Board  Tor Thor. 80/2552 Criteria for Undertaking Derivatives Business for Licensed Derivatives Brokers

://www.sec.or.th/EN/Pages/MarketData/SecuritiesDerivativesBusiness.aspx English (United States) SECPeople /derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved

assets to be used directly as a means of payment for goods and services at merchants.Eligible participants in the sandbox are digital asset exchanges, digital asset brokers and digital asset dealers