principles, including the "Three Knows" (Know Oneself, Know Others, and Know Own Risks), the 5 Don’ts of Investment, deposit protection, and debt relief measure. The event took place on 6 September 2024, in
occasion, the SEC also made a charitable donation to “KPI Citizen Politics Fund” to support and advance the institute's work in promoting citizenship. The event took place on 5 September 2024, in
mosquitoes. The activity took place on 20 July 2023, at the SEC Building.
On 15 June 2023, the SEC took part in the MMoU/EMMoU Monitoring Group meeting, in which IOSCO members’ information sharing and assistance under the MMoU/EMMoU framework was reported, and made an
of intermediaries by revising the period of fee payment. The public hearing on the principles for amending the rules took place from 17 July to 20 August 2019. The proposed amendments have taken into
the IOSCO within 7 June 2019. The discussion between the IOSCO and the SEC took place at Hilton Hotel in Sydney, Australia during the IOSCO Annual Conference, hosted by the Australian Securities
, government agencies, and large private companies to deceive people into investing, causing significant financial losses. The press conference took place at the Royal Thai Police, on 23 August 2023.
. This revision came as a result of the earlier round of public comments, taking place last month, on its guiding principle for setting the licensing fees. In proposing the rule changes, the SEC took into
found that {A} did not record a number for securities trading orders submitted for a number of clients. {A} admitted that he took trading orders via mobile phone.Failure to keep complete record of the
evidenced by large amount of related transactions. She then admitted that she took the client's trading orders via mobile phone.The aforesaid actions are in violation of Clause 20(3) of the Notification of