Bangkok, September 18, 2014 ? The SEC imposed additional requirements on new principle valuers for transactions in capital market that they must pass examination and be interviewed by the SEC. The
seeking approval of investment analysts to pass examination on derivatives in addition to holding Certified Financial Planner (CFP) certification. Thai Bond Market Association bond dealer members will be
opportunity for new comers to perform technical analysis function in the capital market. The approval term will last two years, providing that the technical analysts will be required to pass certain
juristic persons under section 258 caused his aggregate holding of N-PARK shares amount 24.5 percent to 18.45 percent of voting rights of the business which pass a multiple of five percent of the total
that the such shares disposal caused holding of N-PARK shares pass a multiple of five percent of the total number of voting rights of the business. This case is in the process of inquiry by the
by himself, by juristic persons under section 258 and by Narongdej’s family to reach or pass a multiple of five percent of the total number of voting rights of the business. SEC Act S.246 Settlement
caused his aggregated holding of META shares to reach or pass a multiple of 5 percent of the total voting rights of META. But he filed inaccurate reports (Form 246-2) of his holding of META shares after
shares caused SIRATARN aggregate holding of BTNC shares held by itself, and persons under section 258 to reach or pass a multiple of five percent of total number of voting rights of the business. SEC
her aggregate holding of BTNC shares held by herself, and persons under section 258 to reach or pass a multiple of five percent of total number of voting rights of the business. SEC Act S.246
บริษัท เอ็มทีเอส โกลด์ ฟิวเจอร์ และตรวจสอบเพิ่มเติมพบว่า {ค} ได้จัดทำเอกสารเท็จ โดยลงลายมือชื่อแทนลูกค้าในเอกสารและสำเนาบัตรประชาชนของลูกค้า เพื่อใช้สิทธิแลกบัตรกำนัล (gift voucher) และเมื่อลูกค้าสอบถาม