Tor Thor. 34/2556 Repeal of the Notifications related to Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary 06/09/2013 01/04/2014 4
Securities and Exchange Commission Sor Thor. 38/2565 Rules in Detail on Establishment of Information Technology Systems 28/09/2022 01/07/2023 Report/Form (Notification of Securities and Exchange
Thor. 73/2563 Re. Calculation and Report of Net Capital Calculations dated 4 December 2020 (“Notification No. Sor Thor 73/2563”) https://publish.sec.or.th/nrs/8138s.pdf - Notification of the Securities
Exchange Act 2535 116 12/03/1992 16/05/1992 5. Notification of Capital Market Supervisory Board Tor Thor. 1/2560 Provision of Services to Clients regarding Investment in Capital Market Products
strictly for reference. 2 Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 34/2556 Re. Arrangement in Operating System of Securities or Derivatives Investment for Business
strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 34/2556 Re. Arrangement in Operating System of Securities or Derivatives Investment for Business
the Notification of the Capital Market Supervisory Board No. Tor Lor Thor 3/2555 Re: Granting of Approval for Intermediary Personnel as Investment Analyst and Investment Consultant dated 18 January 2012
of Securities Companies and Derivatives Intermediaries 06/09/2013 01/04/2014 Notification of the Office of the Securities and Exchange Commission Sor Thor. 14/2558 Rules in Detail on the Protection