key initiatives aimed at strengthening trust and confidence in the capital market. These included progress in enhancing internal control systems of listed companies and strengthening Know Your Customer
development plan. These initiatives are expected to serve as key mechanisms for enhancing good corporate governance and reinforcing confidence in Thailand’s capital market. The meeting was held at the SEC
. Furthermore, these licensed operators bear the responsibility for classifying investors and managing investments in accordance with the appropriate client’s category. The public consultation is available at
areas such as customer-asset custody and Know Your Customer (KYC) / Customer Due Diligence (CDD) criteria, etc. These efforts will keep an appropriate balance between development and supervision in the
Prevention and Suppression of Technological Crimes (No. 2) B.E. 2568 (2025), the SEC has reported these platforms to the MDES. The MDES will restrict public access to them starting 28 June 2025. In this
have expressed interest and discussed with SEC the possibility of offering the services. These securities firms can provide advice on attractive digital assets for investment to customers and invest
Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to
Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to
. 2535 (1992) and the Derivatives Act B.E. 2546 (2003) do not keep pace with these rapidly changing environments which may unintentionally limit the area that business operators can make use of
days (within 14 August 2018) to continue their businesses until an order to cease their businesses is given.As of 14 August 2018, these seven existing businesses seeking operating licenses, in line