, as opposed to the current requirement of investment proportion only; (3) Requiring the token issuer to take additional duties in managing assets and to provide a mechanism for
account of performing duties dishonestly, misappropriating client assets, and producing false evidence.According to a referral from KASIKORNBANK Public Company Limited (KBANK) and the SEC's further
necessary for fulfilling the duties of the mutual fund supervisor.
lectures, aimed at enhancing the learning skills related to the duties of public sector officers involved in police work. The event took place on 18 June 2025 at the SEC Building.
Due to the spread of the COVID-19 pandemic, securities companies and derivatives intermediaries have to allow their employees to perform duties from home and provide operational systems and
Bangkok, 15 March 2017 - The SEC has suspended two securities investment consultants, {A} for failing to perform duties with deliberation as a professional, and {B} for performing duties or providing
client and {B}, an equity investment consultant , was suspended for failure to perform duties with responsibility and due care as the capital market professional, respectively.Following the complaint
Mahachai Hospital Public Company Limited Mahachai Hospital Public Company Limited ("M-CHAI") had duties to prepare and submit an Interim Management Discussion and Analysis for the year 2022
Clover Power Public Company Limited Clover Power Public Company Limited ("CV") had duties to prepare and submit the key financial ratio report for the year 2022 through the transmission