. Taking into account that {A} had already been suspended by his employer for a month 7 days, however, the suspension imposed by the SEC shall remain 4 months 23 days, effective from December 11, 2014.Note
a {X1} director, had purchased 1,030,000 {X1} shares through trading accounts of {B} and {C} in the manner that taking advantage of the others for the benefit of himself and others. His action was
quarter of 2016 to the third quarter of 2017 of seven listed company clients by taking advantage of Mr. Warot’s authorized access to the draft financial statements in the EY information system and the
license under Section 26, penalties under Section 66 may apply. If facts indicate such behavior constitutes an offense, the SEC will consider taking action within its authority. Furthermore, the
financial cost for entering the Credit Facilities Agreement will be higher than average interest rate in money market, taking into account the overall AM investment plan in the company and the company?s
investment advice and the clients' trade order instructions. He admitted that he had advised his clients and taken orders via mobile phone.{A}'s actions were deemed as taking trading orders from a person being
demonstrate that there are systems on the appointment of a custodian agent in place as follow: (1) System for selection a custodian agent to ensure that the custodian agent has a system ready for taking assets
on total net tangible assets as appeared in the reviewed consolidated financial statements of the Company as of 30 September 2018. If taking into consideration the other asset disposition transaction
consolidated financial statements as of 30 September 2018. If taking into consideration the other assets acqusition transactions under the total value of consideration paid or received criteria since the listing