Notification of the Securities and Exchange Commission KorThor 17/2560 Rules, Conditions and Procedures for Applying for Licenses and Granting Licenses for Operating Securities Clearing House
Rules, Conditions and Procedures for Application for License and Issuance of License for Establishing a Securities Trading Center under Regulatory Sandbox to Experiment and Develop Innovation In
information technology to support the work-from-home routine. In the past, the rules allowed employees of business operators to perform duties from home only during emergency situations (under BCP plan), but
. The training combined theoretical lessons and hands-on labs that can be applied in real-world situations to reduce risks and potential impacts on organizations. Additionally, the event provided a
Magic Project is under construction. It is estimated to be completed and open for business at the end of the year 2019. (2) Business Tendency Tourism Situations of Thailand in 2018 The tourism industry in
progress of the current situations and the Fund’s operating strategies and make further inquiries with the management company to gather comprehensive and adequate information for making investment
The SEC has implemented the regulatory guillotine scheme,** which aims to review and revise regulations to suit the current situations, enhance competitiveness, and facilitate operations of
upon the recommendation of the SEC has the power to specify conditions with which the license holder shall be required to comply in the undertaking of the securities business. In cases where there has
investment advisory company, failed to comply with the rules, conditions and procedures as specified in the notification by failing to maintain capital adequacy in accordance with the rules, conditions and