Company Relating to the Using of Back Office Service From Service Provider dated 23 July 2003 shall be repealed. Clause 2. In this Notification: “Securities company” means a company licensed to undertake
Office Service From Service Provider dated 23 July 2003 shall be repealed. Clause 2. In this Notification: “Securities company” means a company licensed to undertake securities business in the category of
1. The following Notifications shall be repealed: (1) The Notification of the Securities and Exchange Commission No. KorThor/Nor. 13/2542 Re: Qualifications and Other Prohibited Characteristics of
following Notifications shall be repealed: (1) The Notification of the Securities and Exchange Commission No. KorThor/Nor. 13/2542 Re: Qualifications and Other Prohibited Characteristics of Executives of
the Notification of the Office of the Securities and Commission; (10)1 repealed. Clause 2 1 A derivatives broker shall maintain its net capital of not less than fifteen million baht and [net capital
Office of the Securities and Commission; (10)1 repealed. Clause 21 A derivatives broker shall maintain its net capital of not less than fifteen million baht and [net capital ratio] of not less than seven
” means the total sum of the pledged assets for exposure to derivatives according to the rate or value as stipulated by the Notification of the Office of the Securities and Commission; (10)1 repealed
investment advisory agent to appoint a sub-agent. Clause 8. Repealed. . Clause 9. Repealed. Clause 10. Repealed. Clause 11. The investment advisory company shall prepare the following document evidences