demonstrate that the applicant would have readiness of personnel responsible for business of trustee. Clause 4 An applicant shall submit an application together with the relevant evidentiary documentation to
indicates an ongoing financial problem; (b) capability and readiness for operational function which shall be specified in such a way that it is possible for screening and selecting a service provider who has
พึงกระทำ (6) ความพร้อมของบุคลากร (competent staff readiness) ผู้ประกอบธุรกิจต้องจัดให้มีบุคลากรที่มีความสามารถและเหมาะสมในจำนวนที่เพียงพอต่อ
, compliance and information management, including the readiness of personnel; (4) having the result of the evaluation by the SEC Office regarding the management of the operational risk and the customer
system relating to operational management, compliance and information management, including the readiness of personnel; (4) having the result of the evaluation by the SEC Office regarding the management of
, collateral requirement and the preparation for readiness to cope with price volatility, etc.; (f) legal risk management, such as by using standard form contract or otherwise there shall be specifying the
marking to market, collateral requirement and the preparation for readiness to cope with price volatility, etc.; (f) legal risk management, such as by using standard form contract or otherwise there shall
, settlement and delivery of securities and assets, recording asset account of customers and funds, sale and redemption of investment units, NAV calculation or investment management. 8.2.4 Readiness of computer