: Evolution or Revolution. Sir Davies has extensive experience in economics and finance and served public and private sectors in a number of prominent positions, for instance, a former Deputy Governor of
executives of securities issuers and listed companies in accordance with the rules prescribed in the SEC Notification** and consequently is not allowed to hold the positions of director and executive at any
from holding the positions of director and executive of any securities issuing company or listed company as long as he is subject to the complaint and legal action. In any case, filing a criminal
positions, matching trades of both securities within the same groups. Trading of these securities was stimulated by several bids and offers sent in small amounts at the same price level while the prices of
derivatives, management of derivatives business, management of customers’ assets in derivatives business or any other positions or nature of work similar thereto for which the job holder is required to obtain
, agreeing to comply with the civil sanctions, or upon the expiry of the period of prohibiting them from holding the positions of director or executive of the company, as ordered by the SEC pursuant to the
under Clause 4(1) are persons holding the following positions, excluding the person under Clause 10: (1) director; (2) general manager; (3) person holding a position equivalent to the positions under sub
obligations under derivatives positions held by a client; (2) profits or any other interests obtained from derivatives trading of a client; (3) warehouse receipt, bill of lading, or any other instruments
derivatives positions held by a client; (2) profits or any other interests obtained from derivatives trading of a client; (3) warehouse receipt, bill of lading, or any other instruments representing entitlement