. Notification of the Securities and Exchange Commission No. Kor Dor. 17/2539 Re: Rules, Conditions and Procedure for Applying for License and Granting of License to Provide Services as Securities Registrar By
not categorized as the Company’s connected transaction to the Notification of the Capital Market Supervisory Board No. TorChor 21/2551; however, it is considered under the rule and procedure concerning
Securities and Exchange Commission No.KorKhor.5/2551 Re: Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation
, it is considered under the rule and procedure concerning the acquisition of assets of listed companies. Since the highest transaction size in this case is equal to 0.94 percent, which is determined by
) Date (Oldest) Notification of the Securities and Exchange Commission KorNor. 1/2554 Rules, Conditions and Procedure for Borrowing Money and Encumbering the Asset of Infrastructure Mutual Fund http
Securities and Exchange Commission KorNor. 1/2554 Rules, Conditions and Procedure for Borrowing Money and Encumbering the Asset of Infrastructure Mutual Fund http://capital.sec.or.th/webapp/nrs
Exchange Commission KorNor. 1/2554 Rules, Conditions and Procedure for Borrowing Money and Encumbering the Asset of Infrastructure Mutual Fund http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php
: (a) By which procedure does the mutual fund offer and accept redemption of investment units? (b) In which case does the management company reserve the right not to offer investment units? (c) What
, derivatives broker shall arrange to have a procedure to ensure that customer is aware of the risks in derivatives trading, by having at least a document containing risk disclosure statement which have minimal