securities business, including securities dealing, securities underwriting, proprietary investment and securities custody, have paid-up registered capital at the following different amounts
Bangkok, October 29, 2014 ? The SEC is seeking public comment on draft regulations on prevention and management of conflicts of interest and proprietary trading applicable to business operators. The
person having no domicile in Thailand; (10) mutual funds; (11) provident funds; (12) private funds; (13) pension funds; (14) other juristic persons as notified by the Office. Clause 10. In order to prevent
(11) provident funds; 16 (12) private funds; 17 (13) pension funds; 18 (14) other juristic persons as notified by the Office. Clause 10. In order to prevent conflict of interests which may arise in the
domicile in Thailand; 14(10) mutual funds; 15(11) provident funds; 16(12) private funds; 17(13) pension funds; 18(14) other juristic persons as notified by the Office. Clause 10. In order to prevent conflict
-corruption practices and thus encourage them to participate in creating anti-corruption culture and become a role model for Thai private sector.In addition, the SEC and Thai Institute of Directors (IOD) will
------------------------- Securities Issuance and Takeover Asset Management Securities Brokerage/Dealer/Underwriter and Financial Advisors Marketing IP/FG Ombudsmen Private Fund Marketing Representative (PF) Accountants and Auditors