supervisor of investment advisory company responsible for issuing rules for preventing conflict of interest, internal control of such investment advisory company, including the supervision of advisors to
Business (No. 3) B.E. 2555 9 (b) policy and effective measures for preventing conflict of interests, learning of inside information between units and personnel, internal control and risk management for
she neglects or has neglected reasonable examination in order for preventing the juristic person or business which he or she has power of management or the operator under his or her supervision (if any
reasonable grounds to believe that he or she neglects or has neglected reasonable examination in order for preventing the juristic person or business which he or she has power of management or the operator
(if any) in preventing from any act or refraining from acting in violation of the law on securities and exchange, the law on derivatives, or the law on trust for transactions in capital market, or the
master lease agreement is terminated (if any), and explain the mechanism or measures for preventing such risks. 2.7 in case of investing in a real estate located in a foreign country, the Company shall
appropriate to each type of cloud service employed for preventing threats and unauthorized access; (10) adopt the multi-factor user authentication for the administrator log-in page to the critical information
legitimate fund-raising instruments and protecting investors from fraud and embezzlement, as well as preventing the exploitation of digital assets to facilitate illegal transactions. The two laws, coming into
, and the facts of the case reasonably show that the act leading to the lack of qualifications or the possession of prohibited characteristics of such person is not so severe to the extent of preventing