permission to such securities company to use back office service as its request. Clause 5. It shall be deemed that the securities company have the permission in using back office service from the Office, if
the period of time as specified in the second paragraph expires but the Office has not yet notified or made any orders to securities company. It shall be deemed that the Office grants permission to such
Office grants permission to such securities company to use back office service as its request. Clause 5. It shall be deemed that the securities company have the permission in using back office service from
of derivatives shall be categorized according to their level of risk. The derivatives dealer shall also consider the purpose of investment and determine the appropriate quantity of derivatives
derivatives shall be categorized according to their level of risk. The derivatives dealer shall also consider the purpose of investment and determine the appropriate quantity of derivatives transaction of each
reporting period in case of changes to the securities or derivatives holding by extending reporting periods for small-scale transactions with permission to incorporate small-scale transactions into one report
yet issued any permission for sale of digital tokens or initial coin offerings (ICOs). Those who have been persuaded for such investment, please inform the clues to SEC Help Center at 1207
currency as reference with fixed exchange rate. Sometimes, they falsely claimed that they were foreign companies? business alliances and needed no permission from the SEC, for instance. Anyone solicited by
no permission from the SEC. There were lots of victim falling into such pitfalls these days. The SEC has issued investor alerts in this matter and further placed emphasis the need for the public to