intermediary shall arrange a process ensuring that the client is aware of risks relating to trading derivatives by at least preparing risk disclosure statement which contains the minimums of particulars and
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
memorandum giving full particulars thereof; c. the directors’ service contracts referred to in the registration statement; d. every report, memorandum, letter, valuation, statement or other documents by any
the trust instrument. 8. REIT Manager Provide information on the REIT Manager containing at least the following particulars: (1) general information; (2) shareholders; specify the names of the following
intermediary shall arrange a process ensuring that the client is aware of risks relating to trading derivatives by at least preparing risk disclosure statement which contains the minimum of particulars and
which contains the minimum of particulars and material contents as contained in the guideline for risk disclosure statement attached to this Notification. In disclosing risks relating to trading
contain the particulars as specified by the Notification of the Office of the Securities and Exchange Commission Re: Additional Provisions on Offer for Sale of Sukuk, and shall include the minimums as
issuer; b. every material contract referred to in the registration statement or, where the contract is not reduced into writing, a memorandum giving full particulars thereof; c. the directors’ service