the key issues include competent personnel, professional code of conduct, effective risk management and sound financial condition.? ?Take client acceptance process, for example. It must cover the know
system which can prevent any misconduct that may cause damage to clients or securities holders and such system shall at least cover the following matters: (a) separation of operational units and
provide services to non-retail investors** regarding investment in foreign products without investment limit. However, the current regulations concerning investment of Funds do not cover investment in
investment research in compliance with ASCO guidelines as approved by the SEC. The guidelines will include the requirements that brokers must produce investment research to cover at least 30 securities; each
Group approximately has 15,000 employees; this reflects the Group’s potential for future expansion of FTTx service offering to cover everywhere nationwide; in addition to enabling rapid installation and
distributed to Shareholders. As the outbreak of the Coronavirus Disease 2019 (“COVID-19”) in Thailand which is rapidly spread and could cover wider range. In this regard, the government has announced a state of
to jointly set guidelines on the usage of digital assets as a means of payment for goods and services Digital asset business operators have expanded their business to cover services related to the use
of payment for goods and services Digital asset business operators have expanded their business to cover services related to the use of digital assets as a means of payment for goods and services. Some
operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the https://www.sec.or.th/EN/Pages