Family Corporation Company Limited Between August 11, 2017 and August 5, 2020 Family Corporation Company Limited offered for sale newly issued securities in the category of promissory note without

Mr. Somchai Pruangviriya Mr. Somchai Pruangviriya, Authorized director of Family Corporation Company Limited ("Family"), shall be liable for Family’s offering for sale newly issued

Mr. Panya Boonyapiwat Mr Panya Boonyapiwat, a former Chairman of the Board responsible for the operation of Dimet (Siam) Public Company Limited ("DIMET") shall be liable for DIMET offering

Thaicredit Retail Bank Public Company Limited On 1 March, 2017 Thaicredit Retail Bank Public Company Limited (“TCR”) offer for sale newly issued securities in the category of warrant (Employee Stock

Mr. Winyu Chaiyawan Mr. Winyu Chaiyawan, chief Executive Officer who is responsible for the operation of Thaicredit Retail Bank Public Company Limited (“TCR”), shall be liable for TCR offer for sale

Mr. Pramoth Sudjitporn Mr. Pramoth Sudjitporn, Chief Executive Officer at the time of the incident who was responsible for the operation of Asphere Innovations Public Company Limited (“AS”), shall be

SIRATARN Company Limited Between May 15, 2019 and November 1, 2021, SIRATARN Company Limited (“SIRATARN”) failed to report the acquisition or disposal of Boutique New City Public Company Limited

SIRATARN Company Limited SIRATARN Company Limited (“SIRATARN”) failed to comply with rules specified by Securities and Exchange Commission on October 21, 2021, SIRATARN acquired shares of Boutique

Boutique New City Public Company Limited (“BTNC”) shares held by herself, and person under section 258 resulting in her aggregate number of shares held by other person exceeded trigger point at 25 percent of

Thai Technician Professional Company Limited Thai Technician Professional Company Limited offer to sell newly issued securities in the category of convertible bonds without approval from the SEC