suspended three other securities investment consultants, namely (1) {B}, (2) {C}, and (3) {D}. The sanctions took effect from March 11, 2014. The SEC found in the course of its routine inspection of Country
Bangkok, February 20, 2013 ? The SEC filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against three unlicensed derivatives business operators, namely
Bangkok, October 9, 2014 - The SEC disclosed inappropriate behavior and suspended four securities investment consultants, then employees of Globlex Securities Company Limited, namely {A}, {B}, and {C
imposed on 10 persons, namely (1) {A} (2) {B} (3) {C} (4) {D} (5) {E} (6) {F} (7) {G} (8) {H} (9) {I} and (10) {J}.With the referral from the Stock Exchange of Thailand on irregular trading in UKEM shares
Bangkok, December 26, 2014 ? The Criminal Court sentenced three ex-DAIDO executives, namely Shisiro Fukuda, a former president , Pisan Jaraslertrangsi, a former vice president-finance and accounting
purchase or sell MILL shares, which led to a trading condition of MILL shares was not consistent with the normal market conditions. In addition, there were other 5 individuals, namely: Miss Pornwadee
purchase or sell MILL shares, which led to a trading condition of MILL shares was not consistent with the normal market conditions. In addition, there were other 5 individuals, namely: Miss Pornwadee
Mr. Vichet Thientong During the month of February 2020, Mr. Vichet Thientong, director of Energy Earth Public Company Limited (“EARTH”) and other directors namely : (1) Mr. Patiphat Supasirisin (2
Mr. Patiphat Supasirisin During the month of February 2020, Mr. Patiphat Supasirisin, director of Energy Earth Public Company Limited (“EARTH”) and other directors namely : (1) Mr. Vichet Thientong
Mr. Sakesan Baisak During the month of February 2020, Mr. Sakesan Baisak, director of Energy Earth Public Company Limited (“EARTH”) and other directors namely : (1) Mr. Vichet Thientong (2) Mr