have been received from committing the offenses shall be remitted to the Ministry of Finance as public revenue.Remark: Details of civil sanctions and associated procedures are available at:  https

criminal offenses shall be subject to penalties including imprisonment for a term not exceeding three years or a fine of up to 300,000 baht, or both.” The SEC encourages investors to use services from

liable to the offenses under the Securities and Exchange Act B.E. 2535 (1992)(SEA), as summarized below:   1. Concealing material facts regarding the interim dividend payment before the IPO, which should

committing the offenses shall be remitted to the Ministry of Finance as public revenue. Note: Details of civil sanctions and associated procedures are available at: https://www.sec.or.th/EN/pages

Woraphant, Preeya and Sasipas whereby the three offenders must pay a separate civil penalty, compensate for the benefits received from committing the offenses and reimburse for the investigative expenses

committed offenses under Section 283 as well as Paragraph 3 and Paragraph 4 of Section 285bis of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 5) B.E

market price, reduction of the par value of KIAT shares and issuance of free warrants to shareholders to create interest in trading of KIAT shares. The acts of the 13 persons above were liable to offenses

above.In this regard, his offenses are deemed market misconduct related to securities trading under the Securities Law, and may be deemed an asset misappropriation under the Penal Code which is a predicate

committing undue acts toward his clients? assets and using a client's trading account to trade securities for his own interest and was deemed offenses under the Notification of the Capital Market Supervisory

addition, due to the fact that Amorn, Pipat and Nasika held the position of director and/or executive of AJD at the time of committing offenses and were imposed with a civil penalty by the Civil