the case where the units of the foreign ETF are listed on more than one exchange, the term shall mean the exchange specified by the foreign ETF as the home exchange; “CIS operator” means a person who is
Notifications to the Notification of the Securities and Exchange Commission No. KorThor. 10/2550 Re: Short Selling of Securities relating to ETF Mutual Fund, dated 24 August 2007 , shall mean reference to this
mean reference to this Notification. Clause 11 This Notification shall come into force as from 1 June 2011. Notified this 10th day of May 2011. -signature- (Thirachai Phuvanatnaranubala) Secretary
: Short Selling of Securities relating to ETF Mutual Fund, dated 24 August 2007, shall mean reference to this Notification. Clause 11 This Notification shall come into force as from 1 June 2011. Notified
1 shall mean the investment fund in accordance with the Notification of the Office of the Securities and Exchange Commission concerning Operation related to Lending of Money for Securities Purchases
Paragraph 1 shall mean the investment fund in accordance with the Notification of the Office of the Securities and Exchange Commission concerning Operation related to Lending of Money for Securities Purchases
applicant. The original shareholders in Paragraph 1 shall mean the shareholders whose names are on the applicant’s shareholder list as submitted to the Ministry of Commerce. Clause 5 In the case where an
the applicant. The original shareholders in Paragraph 1 shall mean the shareholders whose names are on the applicant’s shareholder list as submitted to the Ministry of Commerce. Clause 5 In the case