างในการออกพันธบัตร หุนกู หรือตั๋วเงินครั้งกอน 1.3 ใหเปดเผยขอมูลคําอธิบายและการวิเคราะหของฝายจัดการ (Management Discussion and Analysis: MD&A) สําหรับงบการเงินรายไตรมาสลาสุด และผลการดําเนินงาน
tonnage serviced reduced by 27 per cent comparing to the 2nd quarter last year. The three companies implemented cost saving measurements e.g. personnel management to resize the company in order to suit the
caused by breaching the rules under this Notification by the intermediary , or directors, executives or other personnel of the intermediary . Chapter 3 Management Structure, Operating System and Personnel
Management Structure, Operating System and Personnel _____________________________ Clause 11 An intermediary shall equip management structure, operating system and personnel appropriately and sufficiently in
function, internal audit, or risk management, in accordance with the Notification of the Capital Market Supervisory Board concerning Rules on Personnel in the Capital Market Business ; “ client ” means user
function, internal audit, or risk management, in accordance with the Notification of the Capital Market Supervisory Board concerning Rules on Personnel in the Capital Market Business; “client” means user of
provider’s unit and its personnel; (d) contingency management system which specifies procedures and a person in charge in each case clearly. (2) there is no reasonable grounds to believe that the financial
service provider’s unit and its personnel; (d) contingency management system which specifies procedures and a person in charge in each case clearly. (2) there is no reasonable grounds to believe that the