change of children’s names, please also indicate their former names): 1) ………………………………. year of birth B.E. ……………... 2) ………………………………. year of birth B.E. ……………... 3) ………………………………. year of birth B.E
the past which indicate inappropriateness to serve as capital market personnel or director of derivatives exchange, or derivatives clearing house. Part 2 Committee ______________________ Clause 13. The
that the mutual fund should receive to compensate the risk received by the mutual fund. A mutual fund with a higher Sharpe Ratio will indicate better investment management efficiency as it has higher
Ratio will indicate better investment management efficiency as it has higher returns under the same risk level. Alpha refers to the excess return of a mutual fund upon comparison with the benchmarks
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
shall promptly inform the SEC Office and indicate the reason for failure to maintain such qualifications. If an event as specified in Paragraph 1 occurs and the approval for the offer for sale of the
indicate the factors employed in the consideration of becoming the counterparty of derivative contract as well. Division 3 Mutual Fund that Invests in Units of Other Funds _________________________ Clause 26
period, in which the applicant shall indicate the reasons for such request together with any information concerning material changes to its characteristics in accordance with Clause 8(2) (if any). In