Bangkok, January 24, 2014 - The SEC imposed a one-month suspension on {A}, a securities investment consultant of UOB Kay Hian Securities (Thailand) Plc., for failing to inform sufficient information

Bangkok, April 8, 2015 ? The Capital Market Supervisory Board approved regulations on payment of bounty to the informer as well as payment of gratuity to the arrestor in cases where fine is imposed

Bangkok, April 24, 2015 - The SEC imposed sanctions on three investment consultants namely {A}, a securities investment consultant and branch manager, {B}, a capital market investment consultant and

underwriters. The proposed new rules cover the addition of municipal bond as securities, and filings in English version when foreign securities are offered, and the prohibition imposed to underwriters, their

traded on the SET, was in violation of Section 239 and liable to the penalites under Section 296 of the Securities and Exchange Act of 1992. He was imposed a criminal fine of 500,000 baht

Bangkok, April 20, 2016 ? The Criminal Fining Committee has imposed a fine of 500,000 baht on Charin Hansuebsai for using insider information to sell shares of Pacific Pipe Public Company Limited

Bangkok, January 23, 2013 - The SEC imposed a two-month suspension on {A}, a securities investment consultant of SCB Securities Co., Ltd., effective from January 23, 2013.The SEC received a  report

Bangkok, October 10, 2013 - The SEC imposed a two-month suspension on {A}, a securities investment consultant of Capital Nomura Securities Plc. and a one-month suspension on {B}, a securities

under the lawsuit of the plaintiff, and imposed a civil penalty and a compensation at an equal amount to the benefit should have been received from committing the offense in a sum of 558,405 Baht together

defendant had committed an offense under the lawsuit of the plaintiff, and imposed a civil penalty in amount of 333,333.33 Baht. Moreover, the court ordered the defendants to jointly reimburse court fees to