shall prepare documents and record information relating to the qualifications of the approved person and the characteristics of such depositary receipts that demonstrate compliance with the requirements
characteristics: (a) being licensed or registered as a derivative dealer under the Derivatives Act, B.E. 2546; (b) if the Company is not qualified under (a), the Company shall demonstrate that it has one of the
policy set out under subclause (a) and any amendment without delay, and also disclose them to members; (c) clearly identify the objectives of the storage and demonstrate that such storage or investment by
to the mutual fund management company only in the part that has no impact on the investors in Thailand, provided that the mutual fund management company is able to demonstrate that the request for such
the mutual fund management company only in the part that has no impact on the investors in Thailand, provided that the mutual fund management company is able to demonstrate that the request for such
operation and shall demonstrate to the Office that such fund supervisor has arranged to have systems ready for the operation of fund supervisor business under Clause 2(4) and shall have the personnel of the
business to demonstrate the availability of system to prevent conflict of interest, system to prevent leakage of information among working units and personnel, risk management system, operational management