unitholders or may cause the unitholders to lose benefits that they are entitled to. Moreover, The persons performing the duty must give opinions relating to seeking a unitholders’ resolution to provide the
? and ?Category B investor contact? will become ?investment analyst? and ?investment consultant,? respectively, and will be entitled to provide analysis or give advice on equity instrument, debt
these amendments is to require advertisement and disclosure of trigger funds to be more inclusive to give investors a clearer picture of this type of fund so that they would have correct and complete
company directors and the unclear information regarding the invitation to the Board of Directors meeting, the SEC has therefore instructed JKN and persons involved to give additional clarification and
to right offering (RO)) to give the private sector more funding flexibility while maintaining the ability to meet the targeted fund; and (3) Revise the current market price calculations, which are
failure to perform duties or give services with loyalty, responsibility and deliberation as a professional in contravention to the Notification of the Capital Market Supervisory Board.* SEC has therefore
30 August 2017.** Investment Consultant of Complex Products Type 1 is approved to give investment advice on non-complex capital market products as well as all types of high-risk or complex products
Public Company Limited (“Company”) wish to give explanation of the performance of the Financial Statement for the first quarter 2018 as at 31 March 2018 as follows: The company has total revenue of THB
Issuing Company’s Director and Executive Database of the company. In addition, I here by give my permission to the SEC Office to inspect my personal information relevant to consideration of the SEC Office
sustainable business. Initiatives such as Thai ESG Fund, ICO and Crowdfunding were highlighted, aiming to give investors and businesses of all sizes access to sustainable investment and funding – a key