offering and to strengthen proper investor protection mechanisms. Pursuant to the amended regulations, investors’ rights will be protected fairly according to the characteristics, forms and risks of the
, through the SEC’s communication channels and mass media, in the forms of infographics, articles, as well as educational seminars organized in cooperation with related agencies. In carrying out investor
mutual fund under Thai securities law although utilizing different forms of instruments such as shares or trust certificates. Eligible CIS must be managed by CIS operator subject to supervision of ASEAN
and Exchange Commission SorThor/Khor/Nor. 53/2553 Forms for Financial Statements of Securities Companies (Codefied) 15/12/2010 01/01/2011 Contact The Securities and Exchange Commission
. 50/2559 Report Forms of Securities Business Operators and Derivatives Business Operators 01/12/2016 01/01/2017 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road
the Office of the Securities and Exchange Commission SorThor/Khor/Nor. 53/2553 Forms for Financial Statements of Securities Companies (Codefied) 15/12/2010 01/01/2011 Contact The Securities
/2009 01/09/2009 Notification of the Office of the Securities and Exchange Commission Sor Thor. 50/2559 Report Forms of Securities Business Operators and Derivatives Business Operators 01/12/2016 01