specified in Clause 11, make correction, undertake, or refrain from undertaking within the specified time. If any registered derivatives business operator fails to comply with the order, the SEC Office has
specified under Clause 3(1): (a) thirty-five million baht from 1 January 2019 to 31 December 2021; (b) fifty million baht from 1 January 2022 onwards. In the case where the licensee fails to comply with the
. In the case where the licensee fails to comply with the conditions stipulated under Paragraph 1, the Securities and Exchange Commission may revoke the granted license. Clause 111 Repealed. Notified
the date on which it has received the required information in full. The accepted courses will be published in the website of the Office. If the organizer fails to file the information in advance or
date on which it has received the required information in full. The accepted courses will be published in the website of the Office. If the organizer fails to file the information in advance or submit
additional documents or evidence as seen appropriate within a period of time as specified by the SEC Office. If the applicant fails to comply or proceed within such period, the SEC Office shall consider that
applicant to fix or fill up additional information shall be specified. If the applicant fails to do so within such period, the SEC official will return the appilcation and evidentiary documentation to the
assets; (b) Managing business in such a way that violates the law or fails to comply with the regulatory agency’s order or improper management of business; (c) Non-compliance of law, or unfair practice, or