appraisal company in capital market’s location or telephone number. 7 Clause 16 In case any appraisal company in capital market obtaining an approval under this Chapter fails to maintain its characteristics
the review of the facts from the applicant or from the last day of the clarification period in the case where the applicant fails to clarify within the specified period under Clause 8. Division 2 Rules
holding an equivalent position or higher, who is in charge of financial advisory functions fails to meet the conditions set forth under (3) (4) (a) (b) or (c) of Paragraph 1 or (5)(a) or (c) of Paragraph 1
refrain from undertaking within the specified time. If any registered derivatives business operator fails to comply with the order, the SEC Office has the power to revoke the registration of derivatives
specified in Clause 11, make correction, undertake, or refrain from undertaking within the specified time. If any registered derivatives business operator fails to comply with the order, the SEC Office has
specified under Clause 3(1): (a) thirty-five million baht from 1 January 2019 to 31 December 2021; (b) fifty million baht from 1 January 2022 onwards. In the case where the licensee fails to comply with the
. In the case where the licensee fails to comply with the conditions stipulated under Paragraph 1, the Securities and Exchange Commission may revoke the granted license. Clause 111 Repealed. Notified
the date on which it has received the required information in full. The accepted courses will be published in the website of the Office. If the organizer fails to file the information in advance or