CoinsTH failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, CoinsTH failed to appoint a new highest-ranking person taking responsibility in a

Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, there were

Mr. Yongyuth Ngamkaiwan Mr. Yongyuth Ngamkaiwan, the person who is responsible for the operation of Thai Unique Coil Center Public Company Limited (TUCC), failed to supervise TUCC to prepare (1) the

Mrs. Ayuporn Karnasuta Mrs. Ayuporn Karnasuta, Chief Executive Officer responsible for the operation of K-TECH Construction Public Company Limited (“K-TECH”) failed to supervise K-TECH to prepare and

Mr. Chatchon Karnasuta Mr. Chatchon Karnasuta , Chief Executive Officer (Acting) responsible for the operation of K-TECH Construction Public Company Limited (“K-TECH”) failed to supervise K-TECH to

Ms. Jurairut Bonaitern Ms. Jurairut Bonaitern, Director responsible for the operation of SMC Power Public Company Limited (“SMC”) failed to supervise SMC to prepare and submit (1) the audited

Mr. Rapeepat Katekawee Mr. Rapeepat Katekawee, Director responsible for the operation of SMC Power Public Company Limited (“SMC”) failed to supervise SMC to prepare and submit (1) the audited

Mr. Vichet Thientong Mr. Vichet Thientong, Director responsible for the operation of Energy Earth Public Company Limited ("EARTH") failed to supervise EARTH to prepare and submit (1) the

Col. Khanayos Suksanguan Col. Khanayos Suksanguan, Director responsible for the operation of Energy Earth Public Company Limited ("EARTH") failed to supervise EARTH to prepare and submit (1

Mr. Partheep Chinsangtip Mr. Partheep Chinsangtip, Director responsible for the operation of Energy Earth Public Company Limited ("EARTH") failed to supervise EARTH to prepare and submit