Bangkok, November 6, 2014 ? The SEC is seeking public comment on proposed revision of approval criteria for auditors in the capital market to be more practical. The proposed revisions include
establish them as the industry standard for Thailand’s digital asset sector. The SEC and the TDO will rigorously and continuously monitor and evaluate the effectiveness of these measures to ensure optimal
investors to make use of CRA information and rating to evaluate credit risk of targeted instruments more efficiently and confidently,? said SEC Secretary-General Vorapol Socatiyanurak.
technology (IT governance), and implementation of appropriate risk management and resource allocation by their board of directors and executives that is practical and meets the standards established by an
otherwise entitled. Clause 3 Intermediaries shall identify its critical functions, assess their risks of major operational disruptions, conduct business impact analysis and assess potential damages arising
Due to the spread of the COVID-19 pandemic, securities companies and derivatives intermediaries have to allow their employees to perform duties from home and provide operational systems and
investment in its subsidiary company approximately 14 million Baht. The Group’s management is currently implementing financial and operational measures to improve the subsidiary’s future performance. Profit
financial advisory firm to re-evaluate the fair value of such investments with the use of the income-based approach and the discounted cash flow and Black-Scholes option pricing model. Based on the selection
well as specify the investment ratios and conditions for the fund to comply. Clause 12. The management company shall regularly evaluate the performance of the respective funds and disclose the