bank, committed wrongful acts against the investor’s assets by using the investor’s subscription money for mutual fund investments for her own interest without executing the subscription transactions
own bank account to receive transfers of the total B/E sale money to be further distributed to other persons while (6) Jaroonluck, secretary to the KC Board of Directors, assisted in executing certain
through Rinnapa?s account by executing trading orders in inappropriate manners.The acts of Lalana, Sippakorn and Rinnapa were considered contravention of Section 243 (1) in conjunction with Section 244 and
. Natcha Suttipate and (8) Ms. Nijjawan Iamsaard were involved in the wrongdoing of Thanaporn by executing transactions for clients whose activities were clearly irregular in violation of the bank's
suspicious trading behaviors of a UBS employee who was responsible for executing securities trading for or on behalf of its clients, all of which are institutional clients. According to the SEC findings
) Inc. (“AEON Systems”) provides the system development to the AEON Financial Service Group and has been successful in implementing the Hire Purchase and Credit Card system as well as USD Based Loan
hotels were temporary closed since the 2nd half of March 2020. To mitigate negative impacts and minimize effects on the Company’s performance, the Company is implementing a response plan and is continuing
Company’s performance, the Company is implementing a response plan and is continuing to monitor the situation closely in order to conduct the appropriate measures. For more details, please see section “COVID
impacts on the existing investors who may not wish to carry risks in such products; (2) Implementing an active management strategy and being a mixed fund with an investment policy primarily focusing
is to ensure that the Thai people will be able to benefit comprehensively and equitably from the capital market, promoting sustainable financial well-being. In implementing this strategic plan, a