Mr. Worawoot Ounjai Between 25 August 2020 and 4 February 2021, Mr. Worawoot Ounjai, a Company Director of The COL Public Company Limited ("COL") during that time, changed his holding of

affected during 9 January - 28 February 2013. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.243(1)(2) in conjunction with 244 and Section 83 of the Penal

(UMI) shares by trading such shares continuously in concealment through several trading accounts to the point where the normal market condition became affected during 9 January - 28 February 2013. The

) shares by trading such shares continuously in concealment through several trading accounts to the point where the normal market condition became affected during 9 January - 28 February 2013. The public

Miss Noppawan Suwan During 10 - 27 September 2013, Miss Noppawan Suwan aided and abetted otherpersons to manipulate the price and trading volume of Yong Thai Public Company Limited (YCI) shares by

Mr. Viroj Arnokkaeo During 10 - 27 September 2013, Mr. Viroj Arnokkaeo aided and abetted other persons to manipulate the price and trading volume of Yong Thai Public Company Limited (YCI) shares by

Ms.kanokwan Tippayathoadtana During July 15, 2004 - February 9, 2005, Miss Kanokwan Tippayathoadtana, an investor contact (marketing officer) at Capital Nomura Securities PLC, aided and abetted in

Mr. Sagha Sakulekpaisan During April 24 - May 2, 2008, Mr. Sagha Sakulekpaisan (formerly Chakchai (Thana) Sae Jiem, also known as “Here-Tee”) traded shares of three companies - Focus Development and

continuously trade shares of TWZ Corporation PLC (TWZ) during the following periods: (1) September 28 - October 26, 2007, (2) April 28 - May 15, 2008, and (3) June 23 - 24, 2008, resulting in the trading of TWZ

Ms. Lalana Sirijanyakul During April 10, 2007 to May 15, 2007, Ms. Lalana Sirijanyakul failed to report on her acquistion or disposal of shares of Traffic Corner Holdings Plc. (TRAF)(Presently M