services to the SEC Office in accordance with the reporting plan specified in Clause 3(2)(d); (6) arrange a system for custody of the client’s assets under custody or management. In case of providing
to scope of using back office service to the Office not less than fifteen days before using such service. Chapter 3 Conditions for Using Service Clause 8. Derivatives broker shall arrange a written
details relating to scope of using back office service to the Office not less than fifteen days before using such service. Chapter 3 Conditions for Using Service Clause 8. Derivatives broker shall arrange a
. Chapter 3 Conditions for Using Service Clause 8. Derivatives broker shall arrange a written contract with service provider that should cover the followings: (1) Duties and responsibilities of service
service to the Office not less than fifteen days before the using such service. Clause 6. The securities company shall arrange a written contract with service provider, that should cover the following
not less than fifteen days before the using such service. (Translation) -3- Clause 6. The securities company shall arrange a written contract with service provider, that should cover the following
using back office service to the Office not less than fifteen days before the using such service. (Translation) -3- Clause 6. The securities company shall arrange a written contract with service provider
E_1 Legal_FA_2015_12_29-c A CorpL4.1hig A Executive Summary of Management Discussion and Analysis 1 For the Year Ending December 31, 2019 Thai economy in 2019 showed decelerating growth at 2.4 percent compared to 4.2 percent in the previous year.The slowdown could be attributed to exports which contracted further due to the stronger Baht and a global economic slowdown. In addition, the investment environment of both the public and private sector remained weak, and private consumption, albeit gro...
by the intermediary itself. Clause 27 An intermediary shall arrange the evidence of [i] communication with or providing services to a client , [ii] any warning or [iii] signing acknowledgement or