Bangkok, October 1, 2012 ? The SEC signed a Memorandum of Understanding (MOU) with the Office of Auditor General of Thailand (OAG) on September 27 to enhance audit quality of state owned enterprises

Bangkok, November 26, 2012 ? The SEC notified Picnic Corporation PLC (PICNI) to rectify its 2010 financial statements and cooperate with the auditor in auditing its 2010 and 2011 financial statements

Bangkok, February 19, 2015 ? The SEC lifts up mutual fund rules to allow investment in derivatives and structured notes (SN) in line with international standards.Vorapol Socatiyanurak, SEC Secretary

as Bhutan, Cambodia, Laos, Myanmar, Vietnam, Korea, China, especially from Yunnan, Guangxi, Guangdong, and Fujian Provinces, etc., so as to strengthen relationships with international counterparts in

. The public prosecutor issued a prosecution order; however, the alleged offender has evaded the arrest and has been pursued for case proceedings. SEC Act S.307 308 311 Criminal Complaint Filed with an

An unspecified person Destruction of the seals the competent officers made on the seized assets in connection with "Antella Investment". SEC Act S.304 Criminal Complaint Filed with an

Mr. James  Gray Removal of the assets seized by the competent officers through execution of their duties in connection with "Antella Investment Inc.". SEC Act S.305 Criminal Complaint

Filed with an Inquiry Official Dated 05/06/2001

"Antella Investment" without proper licenses granted. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 05/06/2001

Mr. Ravi Pattiyawongse Between 2000 and 2001, Mr. Ravi Pattiyawongse with other alleged persons operated securities brokerage businesses, soliciting foreign clients to invest in securities, in