Licensing |- Activities not deem to be classified as operating securities business |- Business Operation Rules |- Capital Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications

Capital (Section 96) |- Business Operation Rules |- Capital Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Auditors |- Reporting Requirements |- Fees

(Section 49) |- Executives / Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders | - |- Approval & Qualifications (Section 25) |- Business Conduct (Section 18) | - |- Licensed

/ Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders | - |- Approval & Qualifications (Section 25) |- Business Conduct (Section 18) | - |- Licensed Companies | - |- Registered

/Personel/Qualification%20of%20Derivatives%20Investment%20Analyst%... Qualifications%20of%20Securities%20Investment%20Analyst%20on%20Fundamental%20Factors%20.pdf possession of prohibited characteristics

applicant must have the same https://www.sec.or.th/EN/Documents/Personel/Qualification%20of%20Derivatives%20Investment%20Analyst%... Qualifications%20of%20Securities%20Investment%20Analyst%20on%20Fundamental

for recruiting more auditors to meet the minimum requirement and give the unqualified auditors* a sufficient time to rectify their qualifications. The SEC took the suggestions into account to revise

operators. This was followed by a focus group session aimed at gathering opinions from DA operators regarding the proposed amendments to the governance structure and qualifications of authorized directors and

and restriction of persons and gender identity, (3) job postings and qualifications specifying educational qualifications or ability corresponding to the job without specifying gender, (4) the

follows: 1.              SMEs and startups are required to be limited companies or public limited companies with good governance, and their directors and executives must meet the specified qualifications