regulators. The revision also requires that rating of products with complicated features, including plain and tranche securitization, be attached with a special symbol. ?The global financial environment is
หารือแนวทางเพื่อยกระดับคุณภาพงานสอบบัญชีและความโปร่งใสของตลาดทุนในภูมิภาค ในการประชุม ASEAN Audit Regulators Group (AARG) Meeting ครั้งที่ 5 ระหว่างวันที่ 15-16 มิถุนายน 2558 ณ กรุงกัวลาลัมเปอร์ มาเลเซีย
not connected persons of the Company or the Buyer as (1) directors and management of the Company; (2) authorized controllers; (3) major shareholders; (4) persons to be nominated as management or
, infrastructure fund managers; 3. Controllers, auditors, investment analysts/investment consultants/investment planners who have been approved to act as investment consultant for companies, including employees or
could also pose further risks to consumers and businesses through price volatility, cybertheft, personal data leakage, or money laundering, etc.Recognizing such risks and implications, regulators will
assistance from several foreign regulators in gathering documents and evidence for the case. ______________________Remark: The criminal complaint above has caused the three individuals to have
security pitfalls previously causing IT incidents in the capital market, and (4) the updated IT rules and guidelines issued by other regulators in the financial sector. The intended outcome is to accomplish
ASEAN Audit Regulators Group meeting. High-quality financial reports are significant in cultivating trust in the capital market. To that end, auditors play an essential role in auditing and expressing
support securities regulators to tackle new challenges and risks. The second FSAP included the assessment of the SEC’s roles and responsibilities regarding transparency, independence, rulemaking procedures
, regulators, and credit rating agencies in various countries, also help to promote this climate risk disclosure into practical use. For example, by 2025, England has a plan to make all sectors in economic