operation of Coindee. His failure to perform the required duty of his position resulted in the offence committed by Coindee concerning the case that Coindee failed to submit a written notice regarding the
' Meeting regarding the schedule and agenda items for the 2021 AGM 06/01/2021 12:34 Notification of the progress concerning the sale of all shares in Nirvana Daii Public Company Limited, resulting in its
Currently, rules on providing investor services and communication of securities company regarding offering for sale of high-risk or complex capital market products do not cover the provision of NC
As the SEC and SFC have developed the bilateral cooperative framework regarding HK-TH MRF to facilitate cross-border offerings of funds between Hong Kong and Thailand, this by extension will help
Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)
Determination of Definitions in Notifications concerning Issuance and Offer for Sale of Securities (No. 3)
Determination of Other Securities Which Are Not Subject to Provisions concerning Public Offering of Securities
Countries Recognized by the SEC Office concerning Supervisory Measures on Investment Management
reference. 9 Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency
reference. Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency