and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.

However, the submitted information still lacks main points to accompany consideration. The SEC has therefore instructed Zipmex in writing to provide complete details of the incident, which includes

Bangkok, January 18, 2012 - The SEC has suspended 13 investor contacts and reprimanded 18 others for not recording their advice given to clients and failing to provide evidence of complete and

rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failed to implement an adequate system to ensure the accurate and complete management and

Translation (Translation) PAGE (Translation) -9- Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC

ประกาศสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (Translation) PAGE (Translation) 5 Readers should be aware that only the original Thai text has legal force and that this English translation

ประกาศสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for

Microsoft Word - SorNor 31-2544-µÃǨÃѺ2nov05 (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The

Translation (Unofficial Translation) PAGE (Unofficial Translation) 5 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for

Microsoft Word - sornor5_2550_e_finalสายงาน.doc (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for