of the board of directors and the responsibilities of the senior management, (2) the fund product governance, (3) the criteria for selection of intermediaries/unit distributors and product
market personnel including new types of capital market personnel required to obtain the SEC?s approval due to their vital responsibilities having high impact on the clients. The approval will be applicable
act as required by his responsibilities, and is therefore liable for ALL’s disclosed incorrect information and made false statements or concealed material information that should have been disclosed in
to the Office of the Securities and Exchange Commission, and by failing to ensure that the group of offerors were made aware of their duties and responsibilities to deliver a complete Form 247-4 to the
: (1) Mr. Apivut Thongkam , the appointment/ of which shall take an effect as of January 3, 2018 Determination/Change in the scope of duties and responsibilities of the audit committee with the following
members to ensure efficient derivatives clearing and settlement, including in the case of default on the obligations; (4) business continuity management, with measures that meet international standards in a
from investors, the management company shall: (1) Arrange to have a work system ensuring allocation of duties and responsibilities to the respective work units; supervision of its operation; risk
the level of trust from investors, the management company shall: (1) Arrange to have a work system ensuring allocation of duties and responsibilities to the respective work units; supervision of its
management company shall: (1) Arrange to have a work system ensuring allocation of duties and responsibilities to the respective work units; supervision of its operation; risk management; selection and
The Terms and Conditions – a key document for enforcing bond debt repayment – defines the obligations between bond issuers and bondholders and serves as a reference for parties involved in bond