responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of
person responsible for the operation of full-service and online branch office including allocation of sufficient personnel and resources as well as arrangement to have management and work system to
Thailand Name of foreign collective investment scheme (CIS): Type of arrangement: ( ASEAN Collective Investment Scheme for non-retail investors (NRI CIS) ( ASEAN Collective Investment scheme for retail
investment scheme offered in Thailand Name of foreign collective investment scheme (CIS): Type of arrangement: ( ASEAN Collective Investment Scheme for non-retail investors (NRI CIS) ( ASEAN Collective
: __________________________________ __________________________________________ (full name) __________________________________________ (company) Name of foreign collective investment scheme (CIS): Type of arrangement: ASEAN
บริษัทแม่ในไทย (ทำธุรกิจค้าขายสินค้าสินค้าโภคภัณฑ์แบบส่งมอบสินค้าจริง) จะเข้าเป็นคู่สัญญาซื้อขายล่วงหน้า (“hedging arrangement”) กับบริษัทในเครือ 3 – 4 บริษัท เพื่อบริหารป้องกันความเสี่ยง
Srimai, who was an NE director, was involved in the arrangement. This case is in the process of inquiry by the special case inquiry official. SEC Act S.307 308 311 312 and 89/7 281/2 paragraph 2 and
involved in the arrangement. This case is in the process of inquiry by the special case inquiry official. SEC Act S.307 308 311 312 and section 352 353 and 354 of Penal Code in conjunction with section 83