value of consideration criteria (maximum acquisition value criteria). The transaction is categorized as small transaction, is not required to be disclosed according to the Notification of the Board of
total value of consideration criteria (maximum acquisition value criteria). The transaction is categorized as small transaction, is not required to be disclosed according to the Notification of the Board
trading or investing in capital market product , without planning or analyzing of investment. Investment consultant is categorized as follows: (1) general investment consultant means an investment
investment. Investment consultant is categorized as follows: (1) general investment consultant means an investment consultant providing consultation only on capital market product not having complex
to undertake securities business in the category of securities dealing; “counter trader” means a person who trade securities with securities company; “client” means a counter trader which is not a
; “counter trader” means a person who trade securities with securities company; “client” means a counter trader which is not a securities company, Bank of Thailand or licensed to undertake securities business
ขายหลักทรัพย์ในบัญชีหลักทรัพย์ของลูกค้าซึ่งเป็นน้องชายของ {ก} ทั้งทางอินเตอร์เน็ตและผ่าน trader ID ของ {ก} เป็นระยะเวลา 11 เดือน โดยลูกค้ารับรู้และให้ความยินยอม ซึ่ง {ก} ได้ยอมรับว่าเป็นผู้ส่งคำสั่งซื้อ
orders were sent through over the internet and under her securities trader ID while the client acknowledged and did not reject the transactions. {A} admitted that she was the one submitting all trading