://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=9607 SEC Thailand, UN and PRI partner to promote Principles for Responsible Investment signatories are categorized into three groups, namely (1) Asset Owner, (2
signatories are categorized into three groups, namely (1) Asset Owner, (2) Investment Manager, and (3) Professional Service Provider. The signatories agree to comply with the six Principles for Responsible
Intermediaries Policy Department Director, Archinee Pattamasukhon said that the plan of the SEC to push for the “ease of switching” in the capital market can be categorized into three phases, including:(1
depositing or investing in certificate of deposit under Paragraph 1(1) of clause 7, the derivatives broker shall use rating of issuer of certificate of deposit, maker of promissory note, drawer of bill of
clause 7, the derivatives broker shall use rating of issuer of certificate of deposit, maker of promissory note, drawer of bill of exchange or deposit taker (issuer rating) as the case may be. In this
regulator. “ market maker ” means a person who is appointed to provide trading of ETF units for ensuring that their market price in the secondary market approximates the net asset value of such ETF units
the government or securities regulator. “market maker” means a person who is appointed to provide trading of ETF units for ensuring that their market price in the secondary market approximates the net
service as the exchange or over-the-counter center under the law of such country and [ii] is regulated by the government or securities regulator. “market maker” means a person who is appointed to provide
the same characteristics as persons under sub clause (a) to (q) mutatis mutandis. (3) “market maker” means any person registered as market maker with a derivatives exchange to provide liquidity for