, misappropriate the company's assets and seek wrongful gains, causing damage to IEC and arranged or allowed preparation of the company's accounting records to be inaccurate and inconsistent with the facts
; (2) Provision of services exempted from application for a license to operate securities / derivatives business; (3) Activities without requirement for a license / registration for operating
Bangkok, 20 October 2016 ? The SEC is seeking public comments on the draft rules governing provision of investment services on capital market products denominated in foreign currency to promote a
auditor approved by the SEC Office. The provision under sub clause (4) of the first paragraph shall not be applicable, in case the income guarantor has arranged either a letter of guarantee issued by a
expenses 8.48 44.19 11.41 1,870.49 Administrative expenses (32.04) (166.96) (38.23) (6,267.21) Provision for impairment of venture capital - - - - Doubtful account (72.99) (380.36) (86.97) (14,257.38) บมจ
the day before or of 1 hour before the occurrence of emergency incidents, as the case may be. In addition, there should be provided an approach on provision or preparation of substitute data in
case may be. In addition, there should be provided an approach on provision or preparation of substitute data in replacement of lost important data. 3 4.3 If companies have used a service from a service
operation and shall demonstrate to the Office that such fund supervisor has arranged to have systems ready for the operation of fund supervisor business under Clause 2(4) and shall have the personnel of the