Exchange Commission hereby issues the following regulations: Clause 1. Any person who wishes to apply for a license for undertaking securities business pursuant to the Ministerial Regulation Concerning
shall apply for the following securities business licenses: (1) securities business license type A (ก); (2) securities business license type B (ข); (3) securities business license type C (ค); (4
Securities Business B.E.2551 (2008), the Securities and Exchange Commission hereby issues the following regulation: Clause 1. Financial institutions established under a specific law shall apply for the
ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market Supervisory Board may, if appropriate, promulgate the notification https
Transmission of Information B.E. 2564 (2021). We hereby apply for the termination of Company Account from the SEC Office, to take effect from.................................................. We acknowledge that
information electronically to the SEC Office in accordance with the SEC Office’s Standard Procedures for Electronic Transmission of Information B.E. 2564 (2021) (Standard Procedures), Hereby apply for a
, the securities regulator of each member country should apply the ISSB Standards by considering the specific context of their country. The SEC has also joined ASEAN capital market regulators in