but also reduce partial costs for audit firms. But In any case, each first-time applicant is subject to the SEC’s strict audit work quality screening process in accordance with the international

Currently, the IPO regulations specify that an IPO applicant shall not get involved in any illegal business without specifically defining the term. Thus, the term can be broadly interpreted and may

regulations are as follows:(1) To establish regulations on application for and granting of licenses to operate securities trading center, clearing house and securities depository center: An applicant must

the assessment process to evaluate the qualifications of the applicants seeking licenses to operate digital asset businesses. If an applicant is qualified, SEC will propose Minister of Finance to

license (limited brokerage, dealing or underwriting of investment units). The minimum paid-up capital requirement will be lessen from 100 million baht to 10 million baht for the applicant that has no

license (limited brokerage, dealing or underwriting of investment units). The minimum paid-up capital requirement will be lessen from 100 million baht to 10 million baht for the applicant that has no client

derivative business operators. However, some relaxations will be granted for certain period of time; for instance, applicant?s qualifications, paid-up registered capital and capital requirement. This aims to

application for offer for sale of newly issued units shall be the one of the following person: (1) in case such offer for sale for the purpose of establishing a REIT, the applicant shall be a person who will

applicant for undertaking trust business is prohibited from holding a position of director or executive of commercial banks, securities companies or financial institutions established under specific law due

applicant for approval of trust manager is a company with the main business objective to act as the trust manager, its directors must meet the following criteria: (a) there shall be at least two directors who