of Securities Issuers. 4 Chapter 2 Power of the SEC Office _____________________ Clause 9 In the case where it appears to the SEC Office a fact causing any of the following suspicious grounds, the SEC
re- place purchased PTA appears well timed. In Asia, firstly the formation of a 50:50 JV in India in September 2016 led to subsequent de- consolidation of superior margin India PET business and
transaction appears in the attachment 1). Please be informed accordingly. Yours sincerely, (Ms.Vilai Siripoonkiatikul) Authorized Signature attachment 1 Information Memorandum of Unimit Engineering Company
receive such information. Chapter 4 Authorities and Penalties _______________ Clause 14 In case it appears to the SEC Office that a derivatives dealer has breached or failed to comply with this Notification
4 Authorities and Penalties _______________ Clause 14 In case it appears to the SEC Office that a derivatives dealer has breached or failed to comply with this Notification, or code of conduct
prohibited characteristics of the personnel in securities business. In cases where there appears the fact that any director or executive of the securities company possesses any prohibited characteristics, the
as specified in the Notification of the Capital Market Supervisory Board governing the prohibited characteristics of the personnel in derivatives business. In cases where there appears the fact that
bonds; “bondholders’ representative” means a bondholder’s representative whose name appears on the list of the persons who are qualified as bondholders’ representative under the Notification of the
cases where a client gives notice of any change in information or a fact appears to an intermediary that any material information of clients is inaccurate or inexact, such information shall be revised and