securities or entering into derivatives contracts, and a bar from serving as directors or executives of securities issuing companies or securities companies.In this regard, since the offenses relating to
}, the SEC further probed into the case and found that {A} persuaded his client to invest in derivatives contracts by exaggerating return from investment. He had prepared his own documents for giving
> - a civil monetary penalty of 8,000,000.00 Baht - a suspension of digital assets and derivatives contracts related to digital assets trading
; - a civil monetary penalty of 8,000,000.00 Baht - a suspension of digital assets and derivatives contracts related to digital assets trading between 22
assets and derivatives contracts related to digital assets trading between 25/08/2022 and 24/02/2023 - a bar from serving as a director or executive in a digital token
suspension of digital assets and derivatives contracts related to digital assets trading between 22/05/2023 and 21/09/2023 - a bar from serving as a director or executive in a
digital assets and derivatives contracts related to digital assets trading between 22/05/2023 and 21/09/2023 - a bar from serving as a director or executive in a digital
invest in derivatives issued by any issuer or traded in any derivatives exchange which is not under the supervision of the Office, the Office shall have power to specify types of derivatives contracts in
contracts in which each type of customers may invest or possess. Clause 8. In case the customer wishes to put his or her property into the custody of the derivatives fund manager, the derivatives fund manager