approved to provide such services concerning depositary receipts except in the following cases: (1) the approved person has been granted a securities company status, provided that the approved person shall
office; or (3) oversea representative office. “online branch office” means a branch office of an intermediary of which services are provided solely through computers or electronic devices linked to
provided solely through computers or electronic devices linked to computer or electronic system of head office or another branch office. “oversea representative office” means a branch office of an
) oversea branch office; or (3) oversea representative office. “online branch office” means a branch office of an intermediary of which services are provided solely through computers or electronic devices
) certifying that if the auditor of such audit firm is granted an approval from the SEC Office, the audit firm shall monitor and improve the audit quality control system in compliance with the standards
necessary and expedient otherwise and a waiver has been granted by the SEC Office. Clause 7 The documents or evidence filed with the SEC Office as required by the provisions under this Notification, both
(please specify) Information to be provided under item 9, 10 or 11 shall depend on the nature of action that gives rise to the reporting obligation. 9.For reporting in the event of the acquisition or
( ) Warrants 8.3 Others (please specify) Information to be provided under item 9, 10 or 11 shall depend on the nature of action that gives rise to the reporting obligation. 9.For reporting in the event of the
) Information to be provided under item 9, 10 or 11 shall depend on the nature of action that gives rise to the reporting obligation. 9.For reporting in the event of the acquisition or disposition of shares